Compliance Monitoring Associate
EmployerIQ-EQ
Location22 Dean Street, Newcastle Upon Tyne, United Kingdom
Posted2026-10-23
Confirmed open2026-10-26
Apply on the employer’s site Open in Atlas
About this role
The main purpose of the role is to monitor the activities of a portfolio of Appointed Representatives “ARs” (excluding ARs associated with IM mandates) such that we can evidence appropriate oversight of the activities conducted by the Firms ARs, and evidence the Firms continued and ongoing compliance with regulatory requirements. In particular: What You'll Do: - You'll coordinate the quarterly…
Excerpt only. The full posting is on the employer’s careers site.
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